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Location: Charlotte, NC
Job Description:
We are looking for a Compliance and HR Coordinator to join our firm. This role will help support the execution of the Compliance Program, monitoring compliance procedures for our Municipal Advisory practice and Sales and Trading team. Responsibilities will also include performing a variety of HR tasks. Series 7 license and experience in the financial services industry’s compliance and regulatory areas are desired.
Compensation:
Location: Annapolis, MD or Charlotte, NC
Job Description:
This individual will serve as junior-level support to senior advisors within our firm.
REQUIRED: Minimum of one year public finance industry experience
Compensation:
Location: Charlotte, NC or Annapolis, MD or Remote
Job Description:
This individual will serve as a senior advisor within our firm.
Compensation: