Transactions

$8,725,000

Caldwell County, NC

General Obligation Refunding Bonds

Competitive

Tax Exempt / Bank-Qualified

Series 2009

August 2009

$18,140,000

Lincoln County, NC

General Obligation Refunding Bonds

Competitive

Tax Exempt / Bank-Qualified

Series 2010 A

February 2010

$16,325,000

Stanly County, NC

General Obligation Refunding Bonds

Negotiated

Tax Exempt / Bank-Qualified

Series 2010

February 2010


$15,000,000

Carolina Village, NC

Direct Placement

Tax Exempt

Bank-Qualified

2010

February 2010

$4,140,000

Vance County, NC

General Obligation Refunding Bonds

Competitive

Tax Exempt / Bank-Qualified

Series 2010

March 2010

$4,800,000

Carolina Village, NC

LOC Substitution

Tax Exempt

Bank-Qualified

2010

April 2010

$2,560,000

Caswell County, NC

General Obligation Refunding Bonds

Competitive

Tax Exempt / Bank-Qualified

Series 2010

April 2010

$3,000,000

Pardee

Margaret R. Pardee , NC

Direct Placement

Tax Exempt

Bank-Qualified

Series 2010

June 2010

$37,745,000

 

Urban Campus Environments, LLC

Basis Swap

Negotiated

Non-Rated

Series 2006 Bonds

August 2010

$16,065,000

City of Salisbury, NC

Combined Enterprise System Revenue Refunding Bonds

Negotiated

Tax Exempt / Bank Qualified

Series 2010

November 2010

$25,975,000

SSU Foundation Real Estate Ventures, LLC

Deemed Termination of 2008A Swap

New 70% of LIBOR Swap

Negotiated Non-BQ Private Placement

Series 2010A

December 2010

$22,890,000

SSU Foundation Real Estate Ventures, LLC

Deemed Termination of 2008B Swap

New 70% of LIBOR Swap

Negotiated Non-BQ Private Placement

Series 2010B

December 2010

$15,000,000

 

Laurens County Health Care System, SC

Recovery Zone Economic Development Bonds

Private Placement

Tax-Exempt

Series 2010A

December 2010

$1,190,000

 

Laurens County Health Care System, SC

Variable Rate Revenue Bonds

Private Placement

Taxable

Series 2010B

December 2010

$14,375,000

Main Logo

 

Presbyterian Homes, Inc., NC

Revenue Refunding Bonds

Private Placement

Tax-Exempt

Series 2010

December 2010

$10,200,000

Wilson County, NC

General Obligation Refunding Bonds

Competitive

Tax Exempt / Bank-Qualified

Series 2010

December 2010

$15,500,000

 

Harvey Hanna & Associates, Inc.

Variable to Fixed Swap

Negotiated

Taxable

Series 2011

January 2011

$6,054,000

City of Lexington, NC

General Obligation Refunding Bonds

Private Placement

Tax-Exempt / Bank Qualified

Series 2011

January 2011

$17,405,000

Lincoln County , NC

General Obligation Refunding Bonds

Competitive

Tax Exempt

Series 2011A

January 2011

$9,600,000

 

Lincoln County, NC

General Obligation Bonds

Competitive

Tax Exempt

Series 2011B

January 2011

$350,000,000 Portfolio

 

Northwestern University

Swap Advisor

Series 2004

Series 2008

March 2011

$68,000,000

PEBB Enterprises

Swap Advisor

Variable to Fixed Swaps

Negotiated / Taxable

7 Year, 8 Year, 9 Year, & 10 Year

February 2011

$8,567,000

 

Caswell County, NC

Installment Purchase Contract

Private Placement

Tax Exempt / Bank Qualified

Series 2011

July 2011

$11,425,000

Union County, NC

Revenue Refunding Bonds

Private Placement

Tax Exempt / Non-Bank Qualified

Series 2011

August 2011

$8,024,000

File:City seal 200.gif

City of Henderson, NC

Revenue Refunding Bonds

Private Placement

Tax Exempt / Bank Qualified

Series 2011

August 2011

$3,709,191

 

Stanly County, NC

Direct Loan

Tax Exempt / Bank Qualified

Series 2011

 

August 2011

$30,000,000

Bojangles' Restaurants, Inc.

Swap Advisor

Variable-to-Fixed Swap Termination

Negotiated / Taxable

 

August 2011

$5,000,000

Bojangles' Restaurants, Inc.

Swap Advisor

Variable-to-Fixed Swap Termination

Negotiated / Taxable

 

August 2011

$95,000,000

Bojangles' Restaurants, Inc.

Swap Advisor

Cap & Floored Swap

Negotiated / Taxable

 

October 2011

$67,000,000

PEBB Enterprises

Swap Advisor

Swap Restructuring

Negotiated / Taxable

10 Year, 11 Year  & 12 Year

October 2011

$10,650,000

PEBB Enterprises

Swap Advisor

New Money

Negotiated / Taxable

10 Year Callable Swap

November 2011

$49,044,900

UGA Real Estate Foundation

Escrow Bidding Agent

Refunding of Series 2002 Bonds

Tax-Exempt

 

November 2011

$12,390,000

Union County, NC

Limited Obligation Refunding Bonds

Private Placement

Tax-Exempt / Non-Bank Qualified

Series 2011

December 2011

$22,960,000

Union County, NC

Revenue Refunding Bonds

Negotiated

Tax Exempt / Non-Bank Qualified

Series 2011A

December 2011

$73,400,000

Union County, NC

Liquidity & Remarketing Substitution

Variable Rate General Obligation Bonds

Series 2004A, 2004B & 2007C

 

December 2011

$36,643,779

PEBB Enterprises

Swap Advisor

New Money

Negotiated / Taxable

Forward Cancellable Swap

December 2011

$10,000,000

PEBB Enterprises

Swap Advisor

New Money

Negotiated / Taxable

10 Non-Call Seven Year Swap

December 2011

$8,100,000

Asbury Theological Seminary

Swap Advisor

Variable-to-Fixed Swap Termination

Tax-Exempt

Non-Rated

Decemeber 2011